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When Issued Market

A market that deals with would-be-issued (when-issued) securities, for which transactions would be settled if and when the security is...

Diamonds

An exchange-traded fund (ETF) that replicates and tracks the Dow Jones Industrial Average (DJIA). As such, this ETF allows investors…

Information Statement

A form that is used to file with the securities and exchange authorities (the SEC) in lieu of a proxy…

Growth Company

A company whose earnings are growing at a faster rate than other companies in the industry or the boarder economy.…

Gold Bug

A person who supports gold, and its financial products such as gold certificates and gold ETFs, as an investment and…

General Solicitation

The process whereby a company seeks interest from the public at large for an offering either through advertising or any other…

Glamour Stock

A widely held stock that is preferred by typical and institutional investors. It represents businesses with strong earnings growth and…

Whipsaw

A loss that results from a security making a sudden reversal immediately after a position is taken. The whipping action…

Book

A list that is maintained by a specialist in order to track unfilled buy and sell orders. A specialist can…

Beneficial Ownership

An ownership that is enjoyed by having a stake in a publicly-traded company (in the form of securities) or having…