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PE

It stands for post-effective amendment; in relation to public offerings (initial public offerings, IPOs), it is an amendment to a...

POS AM

It stands for post-effective amendment; in relation to public offerings (initial public offerings, IPOs), it is an amendment to a...

Post-Effective Amendment

In relation to public offerings (initial public offerings, IPOs), it is an amendment to a registration statement that is not...

Public Offering

The offering of securities of a company or a similar corporation to the public. The offered securities are to be...

Non-Shelf Offering

An offering that is effected through a filing with an exchange regulatory (e.g., Securities and Exchange Commission) for registration of...

Warehousing

The accumulation and custodianship of debt securities (bonds or loans) in preparation for securitization through a collateralized debt obligation (CDO)...

Cost Basis

All what an investor pays or is required to pay for an investment. Cost basis includes brokerage fees, commissions or...

GER

An acronym for gross expense ratio; the total percentage of a mutual fund's assets that are dedicated to managing the...

Gross Expense Ratio

The total percentage of a mutual fund's assets that are dedicated to managing the fund. This ratio is calculated before...

Event-Driven Strategy

An investment strategy whereby an institutional investor capitalizes on profits that can be attained from mispricing opportunities that may arise...