An individual or firm (brokerage) that that transacts in securities – stocks, bonds, mutual fund shares, exchange-traded fund (ETF) shares,...
A zero-coupon swap in which the fixed rate receiver sells a third party (a dealer) an embedded option to convert…
A crossing network (CN) that is established and owned by a consortium- i.e., a number of partners, such as banks,…
A sell-side trader who sells exchange services to buy-side firms (such as investment managers and institutional investors) in return for…
A crossing network (CN) that is established and owned by a consortium- i.e., a number of partners, such as banks,…
An issuance of securities by a company that already has had an initial public offering (IPO). It involves the sale...